TIF Fund Management LLC
 
info@tiffund.com
4 Woodbine Avenue, Greenwood Lake, NY 10925
ph 845.477.0200 fax 845.477.0295
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Definitions
Corporate Objectives
Disclosure & Fair Practice

 


Summary of Disclosure and Fair Practice
 

TIFFM develops investment vehicles, supervises its assets under management, analyzes strategies, allocates assets, communicates with investors, administrates its product, and reports performance and other necessary data.

TIFFM:

  1. Is a Registered Investment Adviser with the United States Securities and Exchange Commission and a licensed Commodity Pool Operator (“CPO”) with the Commodity Futures Trading Commission (“CFTC”),
  2. Is regulated by the SEC, the CFTC and the NFA.
  3. Is a member in good standing of the National Futures Association (“NFA”).
  4. Uses responsible and fair selling procedures that comply with the rules and requirements of the Securities and Exchange Commission, the National Association of Securities Dealers and the applicable Securities laws.
  5. Receives compensation for operational expenses, management fees and profit sharing agreements.
  6. Shares a portion of these revenues with the trading strategists to whom assets are allocated and with agents who raise capital for management.
  7. Does not participate or receive commissions or other transactional expenses.
  8. Accepts no “soft dollar arrangements” and receive no “soft dollars” from any source.
  9. Permits no employees, other than James Moore, to have access to any Fund assets.
  10. Strategy managers (trading managers) have access to no assets and may only make trades via a limited power of attorney.
  11. Is neither a broker nor financial planner.
  12. Invests in “strategies and managers.”
  13. Typically trades in exchange listed Securities, Debt Securities, Derivatives and related options thereon.
  14. Invests only in positions capable of being “marked-to-market” at the close of business each day by at least three or more independent, known services.
  15. We attempt to maintain a simple structure.
  16. Our outside auditor reviews our statements at least quarterly, prior to distribution.
  17. Our products have no unrelated or complicated accounting or expense calculation.
    a. There are no rents, salaries or complicated arrangements or reciprocal agreements paid for by the fund.
    b. We provide customized monthly statements to each investor.
  18. TIFFM's funds do not require the use of a Custodian. All investments are initially deposited with JP Morgan-Chase Bank, New York .
  19. JP Morgan-Chase maintains a copy of each Fund's Agreement and knows precisely how our fees are calculated. Only the Managing Member has signing or transfer capability.
  20. Controls are in place to eliminate fraud.


MARKETING & COMMUNICATIONS:

  1. We try to be consistent:
    a. No verbal communications may contradict any information in the Offering Memorandum.
    b. You are welcome to receive an updated estimate of present performance upon request.
    c. We provide full disclosure of risk.
    d. You should like the look, feel, tone, and quality of our communications.
  2. We will communicate with you on a timely basis during market hours (Eastern Time.)
  3. It is your money and you are our best representative for expanding our business.
  4. Our integrity is our greatest asset, but you can never confirm that we have it until we lose your trust.
  5. James Moore has been on Wall Street since 1968 and has a host of references.
  6. We never divulge information regarding our clients without their permission.
  7. The easiest way to check on us is with the National Futures Association, the Securities and Exchange Commission and the NASD.